Lowenstein represented Playground Global, an early-stage venture capital firm that invests in deep tech and assists startups with software, hardware, machine learning, marketing, talent and design, in the closing of a $12 million seed round for In...
FINRA has provided an update on its targeted exam sweep related to option account opening, supervision, and disclosure (the Update). While the sweep is ongoing, FINRA’s recent release serves as a helpful reminder for FINRA-member firms to carefull...
In a wide-ranging, nine-minute video interview with Business Insurance, Andrew Reidy addresses key forces that are affecting directors and officers’ liability. Reidy responds to queries about how factors such as the development of ESG programs, COVID claims and challenging market conditions should prompt corporations to revisit their D&O coverage. He also offers his “Top 4 Considerations for the D&O Market” in the coming year, which include the impact of a new Congress on the regulatory environment and the increasing trend of a more aggressive and proactive approach to securing coverage by policyholders.