News & Insights

September 30, 2022 | Strengthened SEC Enforcement Activity is a Reminder that Investment Advisers Must Ensure their Practices and Procedures are Current and Compliant

As evidenced by an influx of recent activity over the past month, it’s becoming more and more apparent that the U.S. Securities and Exchange Commission (SEC) is strengthening its regulatory framework and pushing forward with an acute focus on enfo...

September 2022

Seed Financing: Key Considerations

This practice note focuses on the various ways early stage startups raise capital through the issuance of equity or convertible instruments, as well as the benefits and pitfalls of each approach. Following a company’s formation, especially fast-gr...

September 29, 2022 | SEC Marketing Rule

September 29, 2022 | OFAC Designates Tornado Cash as a Sanctioned Entity as Federal Government Continues to Increase Regulation of Decentralized Financial Platforms

On Aug. 8, the U.S. Treasury Department’s Office of Foreign Assets Control (OFAC) sanctioned cryptocurrency mixer Tornado Cash for allegedly helping launder more than $7 billion worth of cryptocurrency over three years.1 OFAC’s designation of Torn...

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